FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND - FNY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Added to | 814,464 | 73,698 | 0.02% | 0.02% | 1 | +87,711 | 12.07% | Q1 2026 | May 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 602,084 | 54,480 | 0.01% | 0.01% | 2 | +18,064 | 3.09% | Q1 2026 | May 11, 2026 |
| MORGAN STANLEY | History | Added to | 410,773 | 37,169 | 0.0% | 0.0% | 3 | +18,882 | 4.82% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Added to | 288,746 | 26,127 | 0.09% | 0.09% | 4 | +9,102 | 3.25% | Q1 2026 | Jun 02, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 203,124 | 18,380 | 0.01% | 0.0% | 5 | +137,367 | 208.9% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | Added to | 177,035 | 16,019 | 0.02% | 0.01% | 6 | +84,347 | 91.0% | Q1 2026 | May 13, 2026 |
| &PARTNERS | History | Reduced | 151,520 | 13,710 | 0.07% | 0.07% | 7 | -4,348 | -2.79% | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 135,212 | 12,235 | 0.03% | 0.01% | 8 | +102,221 | 309.85% | Q1 2026 | Apr 30, 2026 |
| UBS Group AG | History | Reduced | 132,579 | 11,996 | 0.0% | 0.0% | 9 | -6,026 | -4.35% | Q1 2026 | May 05, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 108,806 | 9,845 | 0.0% | 0.0% | 10 | +3,673 | 3.49% | Q1 2026 | May 04, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 69,221 | 6,265 | 0.01% | 0.01% | 11 | +10,846 | 18.58% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 50,784 | 4,596 | 0.0% | 0.0% | 12 | +413 | 0.82% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 50,000 | 4,524 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Janney Montgomery Scott LLC | History | Reduced | 47,204 | 4,271 | 0.01% | 0.01% | 14 | -4,120 | -8.03% | Q1 2026 | Apr 22, 2026 |
| Kingsview Wealth Management, LLC | History | Reduced | 41,807 | 3,782 | 0.05% | 0.06% | 15 | -1,064 | -2.48% | Q1 2026 | May 12, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 40,230 | 3,640 | 0.0% | 0.0% | 16 | -2,052 | -4.85% | Q1 2026 | May 07, 2026 |
| Kestra Advisory Services, LLC | History | Reduced | 38,771 | 3,508 | 0.01% | 0.02% | 17 | -14,721 | -27.52% | Q1 2026 | Apr 30, 2026 |
| Private Advisor Group, LLC | History | Reduced | 38,635 | 3,495 | 0.02% | 0.02% | 18 | -1,218 | -3.06% | Q1 2026 | Apr 24, 2026 |
| Wealth Management Partners, LLC | History | Added to | 36,401 | 3,293 | 0.94% | 0.94% | 19 | +435 | 1.21% | Q1 2026 | Apr 17, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 36,278 | 3,282 | 0.02% | 0.02% | 20 | +5,898 | 19.41% | Q1 2026 | May 08, 2026 |
| Anderson Financial Strategies, LLC | History | New | 31,929 | 3,278 | 1.8% | — | 21 | +31,929 | New | Q1 2026 | May 14, 2026 |
| KCM INVESTMENT ADVISORS LLC | History | Reduced | 35,798 | 3,239 | 0.11% | 0.11% | 22 | -1,968 | -5.21% | Q1 2026 | May 15, 2026 |
| Equitable Holdings, Inc. | History | Added to | 25,854 | 2,356 | 0.02% | 0.01% | 23 | +3,828 | 17.38% | Q1 2026 | May 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 23,264 | 2,058 | 0.0% | 0.0% | 24 | +3,034 | 15.0% | Q1 2026 | May 15, 2026 |
| Global Retirement Partners, LLC | History | No change | 22,322 | 2,035 | 0.04% | 0.04% | 25 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 19,943 | 1,804 | 0.0% | 0.0% | 26 | -3,375 | -14.47% | Q1 2026 | Apr 27, 2026 |
| CRUX WEALTH ADVISORS | History | Added to | 19,004 | 1,719 | 0.66% | 0.62% | 27 | +873 | 4.81% | Q1 2026 | Apr 24, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Reduced | 18,692 | 1,718 | 0.0% | 0.0% | 28 | -9,308 | -33.24% | Q1 2026 | Apr 08, 2026 |
| Sylvest Advisors, LLC | History | Added to | 18,793 | 1,700 | 0.9% | 0.9% | 29 | +246 | 1.33% | Q1 2026 | Apr 22, 2026 |
| Empirical Asset Management, LLC | History | Reduced | 17,948 | 1,624 | 0.43% | 0.49% | 30 | -1,047 | -5.51% | Q1 2026 | May 11, 2026 |
| MTM Investment Management, LLC | History | Reduced | 17,586 | 1,591 | 0.5% | 0.51% | 31 | -95 | -0.54% | Q1 2026 | May 06, 2026 |
| D.A. DAVIDSON & CO. | History | Added to | 16,889 | 1,528 | 0.01% | 0.0% | 32 | +12,338 | 271.11% | Q1 2026 | May 05, 2026 |
| Worthington Financial Partners, LLC | History | Added to | 16,875 | 1,526 | 1.31% | 1.32% | 33 | +507 | 3.1% | Q1 2026 | Apr 21, 2026 |
| Pursuit Wealth Management LLC | History | No change | 14,856 | 1,354 | 1.16% | 1.16% | 34 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | History | New | 14,245 | 1,289 | 0.56% | — | 35 | +14,245 | New | Q1 2026 | Apr 24, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 11,586 | 1,048 | 0.0% | — | 36 | +11,586 | New | Q1 2026 | May 15, 2026 |
| COMERICA BANK | History | No change | 11,352 | 1,035 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| FIFTH THIRD BANCORP | History | New | 11,434 | 1,034 | 0.0% | — | 39 | +11,434 | New | Q1 2026 | May 01, 2026 |
| AssuredPartners Investment Advisors, LLC | History | No change | 11,245 | 1,034 | 0.11% | 0.15% | 38 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| Stratos Wealth Partners, LTD. | History | Added to | 10,494 | 949 | 0.01% | 0.01% | 40 | +4,576 | 77.32% | Q1 2026 | Apr 28, 2026 |
| GTS SECURITIES LLC | History | Reduced | 9,805 | 887 | 0.03% | 0.04% | 41 | -2,447 | -19.97% | Q1 2026 | May 14, 2026 |
| PCG Wealth Advisors, LLC | History | Reduced | 9,063 | 820 | 0.21% | 0.25% | 42 | -540 | -5.62% | Q1 2026 | Apr 28, 2026 |
| IFP Advisors, Inc | History | Reduced | 8,790 | 795 | 0.02% | 0.02% | 43 | -152 | -1.7% | Q1 2026 | Apr 13, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | Reduced | 8,349 | 755 | 0.01% | 0.01% | 44 | -132 | -1.56% | Q1 2026 | May 11, 2026 |
| Baird Financial Group, Inc. | History | Added to | 8,153 | 737 | 0.0% | 0.0% | 45 | +151 | 1.89% | Q1 2026 | May 14, 2026 |
| World Investment Advisors | History | No change | 7,830 | 708 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Dominguez Wealth Management Solutions, Inc. | History | Reduced | 7,555 | 683 | 0.41% | 0.43% | 47 | -227 | -2.92% | Q1 2026 | Apr 27, 2026 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Added to | 6,913 | 663 | 0.04% | 0.03% | 48 | +534 | 8.37% | Q1 2026 | Apr 17, 2026 |
| Purus Wealth Management, LLC | History | Reduced | 7,247 | 655 | 0.21% | 0.21% | 49 | -23 | -0.32% | Q1 2026 | Apr 15, 2026 |
| Stonebridge Financial Planning Group, LLC | History | Reduced | 7,166 | 648 | 0.24% | 0.25% | 50 | -400 | -5.29% | Q1 2026 | May 08, 2026 |
| ARS Wealth Advisors Group, LLC | History | No change | 7,040 | 637 | 0.05% | 0.06% | 51 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| MML INVESTORS SERVICES, LLC | History | Reduced | 6,876 | 622 | 0.0% | 0.0% | 52 | -724 | -9.53% | Q1 2026 | May 04, 2026 |
| Gateway Wealth Partners, LLC | History | Added to | 6,852 | 620 | 0.02% | 0.03% | 53 | +3,542 | 107.01% | Q1 2026 | May 15, 2026 |
| TRANSCEND CAPITAL ADVISORS, LLC | History | Reduced | 6,850 | 619 | 0.05% | 0.05% | 54 | -40 | -0.58% | Q1 2026 | May 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 6,780 | 613 | 0.0% | 0.0% | 55 | +1,099 | 19.35% | Q1 2026 | May 14, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 6,630 | 599 | 0.01% | 0.01% | 56 | +1,392 | 26.58% | Q1 2026 | May 04, 2026 |
| Sigma Planning Corp | History | Reduced | 6,436 | 582 | 0.02% | 0.02% | 57 | -5 | -0.08% | Q1 2026 | May 04, 2026 |
| Creative Planning | History | Added to | 6,252 | 565 | 0.0% | 0.0% | 58 | +7 | 0.11% | Q1 2026 | May 12, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 5,969 | 540 | 0.0% | 0.0% | 59 | -9,489 | -61.39% | Q1 2026 | May 12, 2026 |
| BENJAMIN EDWARDS INC | History | Reduced | 5,776 | 525 | 0.01% | 0.04% | 60 | -37,047 | -86.51% | Q1 2026 | May 12, 2026 |
| Mariner, LLC | History | Reduced | 5,670 | 513 | 0.0% | 0.0% | 61 | -104 | -1.8% | Q1 2026 | May 13, 2026 |
| Cornerstone Wealth Management, LLC | History | No change | 5,665 | 512 | 0.03% | 0.03% | 62 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Proactive Wealth Strategies LLC | History | Added to | 5,646 | 510 | 0.1% | 0.11% | 63 | +2,699 | 91.58% | Q1 2026 | Apr 29, 2026 |
| Sanctuary Advisors, LLC | History | Added to | 5,562 | 503 | 0.0% | 0.0% | 64 | +201 | 3.75% | Q1 2026 | May 05, 2026 |
| Beacon Pointe Advisors, LLC | History | New | 5,500 | 497 | 0.0% | — | 65 | +5,500 | New | Q1 2026 | May 15, 2026 |
| Pine Valley Investments Ltd Liability Co | History | No change | 5,370 | 489 | 0.02% | 0.02% | 66 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Pinnacle Financial Partners, Inc. | History | Added to | 5,384 | 487 | 0.0% | 0.0% | 67 | +39 | 0.73% | Q1 2026 | May 14, 2026 |
| Element Wealth, LLC | History | Reduced | 4,856 | 439 | 0.18% | 0.19% | 68 | -248 | -4.86% | Q1 2026 | May 04, 2026 |
| BostonPremier Wealth LLC | History | No change | 4,637 | 419 | 0.22% | 0.22% | 69 | 0 | 0.0% | Q1 2026 | Apr 10, 2026 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Reduced | 4,561 | 413 | 0.0% | 0.0% | 70 | -85 | -1.83% | Q1 2026 | May 01, 2026 |
| Keystone Wealth Services, LLC | History | No change | 4,198 | 379 | 0.08% | 0.08% | 71 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | No change | 3,926 | 355 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 3,599 | 325 | 0.01% | 0.01% | 73 | +500 | 16.13% | Q1 2026 | May 15, 2026 |
| J.W. COLE ADVISORS, INC. | History | Added to | 3,471 | 314 | 0.01% | 0.01% | 74 | +501 | 16.87% | Q1 2026 | Apr 23, 2026 |
| Independent Advisor Alliance | History | New | 3,116 | 281 | 0.0% | — | 75 | +3,116 | New | Q1 2026 | May 12, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 3,047 | 275 | 0.02% | 0.02% | 76 | +548 | 21.93% | Q1 2026 | Apr 30, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | No change | 3,000 | 271 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Sound Income Strategies, LLC | History | No change | 2,950 | 270 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| PFG Investments, LLC | History | Reduced | 2,965 | 268 | 0.01% | 0.01% | 79 | -240 | -7.49% | Q1 2026 | Apr 27, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 2,876 | 260 | 0.0% | 0.0% | 80 | +93 | 3.34% | Q1 2026 | Apr 27, 2026 |
| Mutual Advisors, LLC | History | Reduced | 2,833 | 256 | 0.01% | 0.01% | 81 | -4,087 | -59.06% | Q1 2026 | May 01, 2026 |
| Venture Visionary Partners LLC | History | No change | 2,800 | 253 | 0.01% | 0.01% | 82 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | History | New | 2,756 | 249 | 0.01% | — | 83 | +2,756 | New | Q1 2026 | Apr 09, 2026 |
| Advisor OS, LLC | History | New | 2,650 | 239 | 0.02% | — | 85 | +2,650 | New | Q1 2026 | May 07, 2026 |
| 1776 Wealth LLC | History | No change | 2,642 | 239 | 0.09% | 0.09% | 84 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 2,626 | 237 | 0.0% | 0.0% | 86 | -3,040 | -53.65% | Q1 2026 | May 15, 2026 |
| OPPENHEIMER & CO INC | History | No change | 2,602 | 235 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| IHT Wealth Management, LLC | History | Reduced | 2,496 | 225 | 0.01% | 0.12% | 88 | -53,287 | -95.53% | Q1 2026 | May 15, 2026 |
| Richmond Investment Services, LLC | History | Reduced | 2,464 | 222 | 0.04% | 0.04% | 89 | -342 | -12.19% | Q1 2026 | Apr 29, 2026 |
| Koshinski Asset Management, Inc. | History | No change | 2,240 | 202 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Reduced | 2,185 | 197 | 0.0% | 0.01% | 91 | -544 | -19.93% | Q1 2026 | May 11, 2026 |
| Founders Financial Alliance, LLC | History | New | 2,096 | 189 | 0.03% | — | 92 | +2,096 | New | Q1 2026 | May 11, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2,076 | 180 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| CWM, LLC | History | No change | 1,576 | 142 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| US BANCORP \DE\ | History | Reduced | 1,203 | 108 | 0.0% | 0.0% | 95 | -4,486 | -78.85% | Q1 2026 | May 14, 2026 |
| BlackRock, Inc. | History | No change | 1,200 | 108 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Tower Research Capital LLC (TRC) | History | New | 1,141 | 103 | 0.0% | — | 97 | +1,141 | New | Q1 2026 | May 15, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | Reduced | 965 | 87 | 0.05% | 0.05% | 98 | -89 | -8.44% | Q1 2026 | May 13, 2026 |
| CoreCap Advisors, LLC | History | Reduced | 815 | 73 | 0.0% | 0.0% | 99 | -100 | -10.93% | Q1 2026 | Apr 07, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | New | 783 | 70 | 0.0% | — | 100 | +783 | New | Q1 2026 | May 13, 2026 |
| Allworth Financial LP | History | Added to | 743 | 67 | 0.0% | 0.0% | 101 | +183 | 32.68% | Q1 2026 | May 14, 2026 |
| GPS Wealth Strategies Group, LLC | History | No change | 648 | 59 | 0.05% | 0.05% | 102 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| BANK OF MONTREAL /CAN/ | History | New | 629 | 56 | 0.0% | — | 103 | +629 | New | Q1 2026 | May 13, 2026 |
| Signature Equity Partners, LLC | History | No change | 545 | 49 | 0.03% | 0.03% | 104 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 482 | 43 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| GAMMA Investing LLC | History | No change | 445 | 40 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| Western Wealth Management, LLC | History | New | 420 | 38 | 0.0% | — | 107 | +420 | New | Q1 2026 | May 19, 2026 |
| HHM Wealth Advisors, LLC | History | No change | 404 | 36 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2026 | Apr 17, 2026 |
| MidFirst Bank | History | Reduced | 394 | 35 | 0.0% | 0.0% | 109 | -179 | -31.24% | Q1 2026 | May 15, 2026 |
| Ascentis Independent Advisors | History | New | 310 | 28 | 0.0% | — | 110 | +310 | New | Q1 2026 | Apr 28, 2026 |
| Gunpowder Capital Management, LLC dba Oliver Wealth Management | History | No change | 220 | 19 | 0.01% | 0.02% | 111 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| FMR LLC | History | No change | 148 | 13 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FARMERS & MERCHANTS INVESTMENTS INC | History | No change | 137 | 12 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| Transamerica Financial Advisors, LLC | History | Reduced | 127 | 11 | 0.0% | 0.11% | 114 | -13,831 | -99.09% | Q1 2026 | May 15, 2026 |
| Sunbelt Securities, Inc. | History | No change | 100 | 9 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | No change | 75 | 6 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| GABLES CAPITAL MANAGEMENT INC. | History | No change | 75 | 6 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Caitlin John, LLC | History | No change | 71 | 6 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Advisory Services Network, LLC | History | New | 58 | 5 | 0.0% | — | 119 | +58 | New | Q1 2026 | May 15, 2026 |
| Medallion Wealth Advisors, LLC | History | No change | 50 | 4 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | New | 39 | 3 | 0.0% | — | 121 | +39 | New | Q1 2026 | May 13, 2026 |
| Parallel Advisors, LLC | History | New | 28 | 2 | 0.0% | — | 123 | +28 | New | Q1 2026 | Jun 02, 2026 |
| ASSETMARK, INC | History | No change | 28 | 2 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Farther Finance Advisors, LLC | History | No change | 17 | 1 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q1 2026 | Apr 07, 2026 |
| FIRST TRUST ADVISORS LP | History | Closed out | 0 | 0 | — | 0.0% | — | -59,533 | -100.0% | Q1 2026 | May 13, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,279 | -100.0% | Q1 2026 | May 15, 2026 |
| G&S Capital LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -12,303 | -100.0% | Q1 2026 | Apr 07, 2026 |
| NEW WAVE WEALTH ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -4,488 | -100.0% | Q1 2026 | May 04, 2026 |
| Clear Point Advisors Inc. | History | Closed out | 0 | 0 | — | 0.31% | — | -4,438 | -100.0% | Q1 2026 | Apr 28, 2026 |
| TKG Advisors, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -3,044 | -100.0% | Q1 2026 | Apr 24, 2026 |
| Arete Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,650 | -100.0% | Q1 2026 | May 20, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -463 | -100.0% | Q1 2026 | May 11, 2026 |
| Hilltop National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -91 | -100.0% | Q1 2026 | Apr 02, 2026 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27 | -100.0% | Q1 2026 | May 11, 2026 |
| VANGUARD ADVISERS INC | History | New | 10 | 0 | — | — | — | +10 | New | Q1 2026 | May 08, 2026 |
| Darwin Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q1 2026 | May 01, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| MCGUIRE CAPITAL ADVISORS INC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |