BARINGS LLC

Q1 2021 13F-HR Detailed Holdings

Location
Charlotte, NC
Holdings as of
3/31/2021
Date filed
5/11/2021
Form type
13F-HR
Num holdings
720
Total value ($000)
$4,042,094
Net value change ($000)
+137,930 (3.5%)
New positions
42
Sold out positions
40
Turnover %
6.7%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 2/16/2021 Next filing: 8/11/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IGSB 100,105 984.5%
SOXX 64,692 2783.6%
BIDU 44,898 119.9%
IVV 37,618 7.1%
DQ 32,946 NEW
ZH 30,177 NEW
VLUE 22,519 93.1%
EWJ 21,237 NEW
NBIS 20,569 30.1%
TUYA 20,002 NEW
Top Reduces (Value $000, Stocks/ETFs)
KC -56,208 -100.0%
PDD -52,331 -44.8%
JD -43,763 -74.6%
TAL -28,161 -44.8%
IVW -23,107 -87.9%
PBR -21,281 -84.9%
IEF -17,911 -52.7%
IGV -17,534 -62.2%
ITUB -17,469 -63.8%
TSM -16,695 -19.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 BARING ASSET MANAGEMENT (ASIA) Ltd 028-16290
2 Baring Asset Management Korea Ltd 028-19111
3 BARING ASSET MANAGEMENT Ltd 028-16289
4 Baring SICE (Taiwan) LTD