NEVILLE RODIE & SHAW INC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
4/8/2014
Form type
13F-HR
Num holdings
258
Total value ($000)
$923,822
Net value change ($000)
-461 (-0.0%)
New positions
8
Sold out positions
10
Turnover %
1.7%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BKU 11,081 NEW
GBDC 3,783 116.2%
SLB 3,096 8.0%
MRK 1,687 10.0%
JNJ 1,562 5.5%
WFC 1,533 9.4%
NEE 1,230 9.0%
QCOM 1,116 6.9%
UNP 921 11.9%
CHICAGO BRIDGE IRON 872 5.8%
Top Reduces (Value $000, Stocks/ETFs)
XOM -5,952 -7.4%
GNC HOLDINGS, INC. -4,336 -35.8%
GE -2,370 -11.2%
EMC -1,864 -23.0%
IBM -1,789 -9.2%
AAPL -1,740 -6.4%
PRECISION CAST -1,735 -9.7%
TD -1,631 -59.8%
CELG -1,233 -17.6%
VanEck ETF Trust -1,207 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type