SMITH, MOORE & CO.

Q1 2014 13F-HR Holdings

Location
Clayton, MO
Holdings as of
3/31/2014
Date filed
5/1/2014
Form type
13F-HR
Num holdings
147
Total value ($000)
$166,909
Net value change ($000)
+7,367 (4.6%)
New positions
19
Sold out positions
7
Turnover %
4.4%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MDY 562 4.1%
SLB 545 74.8%
Vaneck Vectors Gold Miners ETF 518 40.4%
CEDAR FAIR L P 481 NEW
RHI 471 NEW
MARKET VECTORS ETF TR JR GOLD MINERS E 449 60.6%
VTI 433 2.4%
STEEL PARTNERS HOLDINGS L.P. 424 NEW
SLV 415 17.9%
RWR 383 11.6%
Top Reduces (Value $000, Stocks/ETFs)
PHOENIX COS INC NEW -534 -100.0%
AMG -434 -100.0%
ADM -419 -64.0%
HOME PROPERTIES INC COM -340 -100.0%
HANDY & HARMAN LTD -295 -18.0%
XYL -268 -100.0%
HD -248 -100.0%
VCSH -244 -35.2%
KSUGBX -211 -100.0%
UMBF -205 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type