INDEPENDENT FINANCIAL GROUP, LLC

Q3 2023 13F-HR Holdings

Location
San Diego, CA
Holdings as of
9/30/2023
Date filed
6/12/2026
Form type
13F-HR
Num holdings
898
Total value ($000)
$1,536,938
Net value change ($000)
+87,212 (6.0%)
New positions
93
Sold out positions
71
Turnover %
4.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 6/12/2026 Next filing: 6/12/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NVDA 5,682 8.6%
BUFR 5,567 NEW
GAUG 5,439 NEW
BXSL 5,235 310.5%
LLY 4,737 86.2%
TSLA 4,379 18.2%
XLE 4,282 30.5%
FLOT 3,323 387.7%
BX 3,280 25.8%
KNG 2,717 NEW
Top Reduces (Value $000, Stocks/ETFs)
AAPL -7,198 -9.9%
SQM -3,370 -100.0%
VUG -3,336 -36.9%
ASML -2,236 -71.6%
AMD -2,105 -31.8%
OBDC -1,990 -31.8%
PFF -1,784 -28.7%
EPR -1,717 -100.0%
F -1,645 -43.5%
Necessity Retail REIT, Inc. -1,597 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type