INDEPENDENT FINANCIAL GROUP, LLC

Q1 2021 13F-HR Holdings

Location
San Diego, CA
Holdings as of
3/31/2021
Date filed
6/15/2026
Form type
13F-HR
Num holdings
635
Total value ($000)
$773,180
Net value change ($000)
+94,881 (14.0%)
New positions
121
Sold out positions
52
Turnover %
7.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 6/15/2026 Next filing: 6/15/2026 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
RDVY 6,948 NEW
VTI 4,666 49.7%
QQQ 4,640 34.6%
IJH 3,456 99.7%
PHILLIPS 66 PARTNERS LP 1,945 363.6%
CVX 1,936 285.1%
MOAT 1,934 102.7%
SPY 1,759 21.0%
SCHD 1,471 32.1%
SPG 1,465 96.4%
Top Reduces (Value $000, Stocks/ETFs)
TSLA -2,630 -18.2%
AAPL -2,319 -6.5%
IBDR -1,487 -100.0%
OTRKQ -1,464 -66.1%
GLD -1,232 -20.8%
AMZN -1,057 -3.5%
NEE -996 -55.3%
TLT -990 -100.0%
IAU -865 -12.4%
SHOP -794 -34.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type