INDEPENDENT FINANCIAL GROUP, LLC

Q3 2021 13F-HR Holdings

Location
San Diego, CA
Holdings as of
9/30/2021
Date filed
6/15/2026
Form type
13F-HR
Num holdings
704
Total value ($000)
$978,629
Net value change ($000)
+35,271 (3.7%)
New positions
74
Sold out positions
68
Turnover %
5.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 6/15/2026 Next filing: 6/15/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
RDVY 6,463 21.8%
AAPL 4,230 10.4%
MRNA 3,593 106.4%
NVDA 3,198 11.9%
VTI 3,069 19.5%
TSLA 2,882 24.7%
QQQ 2,605 12.3%
BX 2,479 31.4%
MSFT 2,099 8.6%
UPST 1,951 NEW
Top Reduces (Value $000, Stocks/ETFs)
OTLY -2,326 -100.0%
NIO -1,672 -61.8%
FCX -1,232 -57.5%
SCHZ -1,123 -40.9%
PHILLIPS 66 PARTNERS LP -1,109 -26.7%
GE -1,058 -100.0%
OTRKQ -1,035 -100.0%
IBB -999 -31.2%
BA -922 -24.8%
IJS -870 -53.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type