INDEPENDENT FINANCIAL GROUP, LLC

Q3 2020 13F-HR Holdings

Location
San Diego, CA
Holdings as of
9/30/2020
Date filed
6/15/2026
Form type
13F-HR
Num holdings
508
Total value ($000)
$531,875
Net value change ($000)
+77,293 (17.0%)
New positions
77
Sold out positions
45
Turnover %
8.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 6/15/2026 Next filing: 6/15/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 7,823 38.6%
NVDA 7,468 56.5%
TSLA 4,462 140.1%
AMZN 3,541 14.9%
CZR 2,688 NEW
OTRKQ 2,581 NEW
TSM 1,956 152.1%
GLD 1,346 33.4%
MSFT 1,173 7.2%
ZM 1,129 154.2%
Top Reduces (Value $000, Stocks/ETFs)
CATASYS INC -2,136 -100.0%
CZR -1,915 -100.0%
AUPH -1,835 -100.0%
TLH -1,156 -100.0%
EDV -952 -100.0%
XLE -897 -100.0%
VLUE -893 -42.2%
QTEC -684 -27.1%
MAIN -596 -34.1%
XLG -596 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type