INDEPENDENT FINANCIAL GROUP, LLC

Q3 2026 13F-HR Holdings

Location
San Diego, CA
Holdings as of
9/30/2026
Date filed
10/13/2026
Form type
13F-HR
Num holdings
1,579
Total value ($000)
$5,512,556
Net value change ($000)
+165,012 (3.1%)
New positions
156
Sold out positions
119
Turnover %
2.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/15/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NVDA 54,033 15.8%
MSFT 29,367 40.8%
AAPL 22,991 16.2%
ICSH 12,568 NEW
SNTH 12,551 68.9%
EXXONMOBIL HOLDINGS CORP 12,539 NEW
PLTR 9,826 44.8%
CRWD 9,547 58.6%
CAPITOL SER TR 8,701 NEW
SPACE EXPLORATION TECHN CORP 7,910 137.3%
Top Reduces (Value $000, Stocks/ETFs)
SNDK -16,321 -45.8%
AVGO -14,712 -12.3%
XOM -10,430 -100.0%
GLW -9,085 -62.6%
MU -8,627 -6.7%
TSLA -7,641 -20.0%
SOXX -5,492 -16.6%
IWM -5,120 -24.7%
AMAT -5,025 -31.1%
CAT -4,954 -25.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type