Rockefeller Capital Management L.P.

Q1 2020 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2020
Date filed
5/12/2020
Form type
13F-HR
Num holdings
2,433
Total value ($000)
$7,623,116
Net value change ($000)
-398,027 (-5.0%)
New positions
491
Sold out positions
153
Turnover %
2.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 2/7/2020 Next filing: 8/12/2020 SEC filing

Snapshot: Change Analysis

Compared to Q4 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 226,800 251.4%
VZ 221,793 1304.1%
GSK 143,539 12195.3%
WTW 125,583 9803.5%
PGR 92,260 108.1%
DIS 79,048 184.9%
AEM 59,437 NEW
MSFT 55,113 18.3%
AMAT 47,277 7892.7%
MA 22,944 320.9%
Top Reduces (Value $000, Stocks/ETFs)
RCL -204,689 -99.9%
LUV -182,864 -98.3%
RGA -113,278 -99.4%
CMA -110,274 -100.0%
CVS -108,505 -87.5%
GOOGL -91,629 -38.3%
LW -71,957 -98.3%
MDT -60,331 -42.3%
WOO -54,550 -99.9%
WFC -51,771 -49.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type