GOFEN & GLOSSBERG LLC /IL/

Q1 2014 13F-HR Holdings

Location
Chicago, IL
Holdings as of
3/31/2014
Date filed
4/14/2014
Form type
13F-HR
Num holdings
550
Total value ($000)
$2,145,932
Net value change ($000)
+12,445 (0.6%)
New positions
29
Sold out positions
28
Turnover %
2.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/14/2014 Next filing: 7/15/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VOD 11,535 NEW
VZ 6,543 74.5%
TMO 4,334 10.1%
MRK 2,701 19.2%
OXY 2,579 15.6%
AZN 2,497 956.7%
OVERSEAS SHIPHOLDING GROUP INC 2,293 15.4%
WALGREEN CO 2,247 34.0%
AAL 1,983 49.4%
IBM 1,931 2.9%
Top Reduces (Value $000, Stocks/ETFs)
VOD -21,437 -100.0%
GE -4,643 -9.2%
XOM -3,113 -4.8%
CHRW -3,108 -100.0%
PG -2,682 -4.1%
CELG -2,430 -6.1%
TGT -2,218 -15.0%
SBUX -2,152 -9.3%
PEP -1,650 -4.4%
CSCO -1,501 -27.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type