MML INVESTORS SERVICES, LLC

Q3 2020 13F-HR Holdings

Location
Springfield, MA
Holdings as of
9/30/2020
Date filed
11/13/2020
Form type
13F-HR
Num holdings
1,570
Total value ($000)
$7,979,280
Net value change ($000)
+504,855 (6.8%)
New positions
121
Sold out positions
59
Turnover %
1.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2020 Next filing: 2/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 42,366 18.6%
AAPL 29,321 22.0%
AMZN 19,414 18.1%
ESGU 17,371 18.8%
AGG 15,805 25.8%
SPY 15,146 10.9%
QQQ 13,738 6.9%
VUG 13,634 12.8%
IWF 12,529 17.1%
TLT 12,204 42.2%
Top Reduces (Value $000, Stocks/ETFs)
DWAW -44,087 -91.2%
DWUS -41,454 -91.8%
AdvisorShares Trust -34,251 -92.4%
FTSM -23,034 -72.5%
FTCS -14,312 -34.0%
DVOL -12,537 -92.0%
SHY -12,040 -22.2%
LMBS -11,107 -49.5%
PFEB -10,150 -82.6%
UJAN -9,893 -71.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type