MML INVESTORS SERVICES, LLC

Q3 2021 13F-HR Holdings

Location
Springfield, MA
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
1,945
Total value ($000)
$12,572,750
Net value change ($000)
+673,594 (5.7%)
New positions
132
Sold out positions
80
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/13/2021 Next filing: 2/14/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
TIP 49,464 154.8%
IVV 45,379 12.0%
ESGU 43,280 18.4%
EFG 28,403 31.9%
IXN 25,446 108.7%
IXUS 19,468 79.1%
DFAX 17,283 NEW
QQQ 17,214 7.4%
AAPL 16,129 7.5%
GOOGL 15,648 15.7%
Top Reduces (Value $000, Stocks/ETFs)
IGSB -23,687 -29.3%
MTUM -22,913 -56.0%
ESGE -22,866 -29.1%
GOVT -15,139 -11.5%
NEAR -12,612 -43.8%
ACWI -11,624 -47.2%
SLV -9,618 -42.7%
T -6,736 -23.7%
BMAY -6,517 -100.0%
GE -6,439 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type