MML INVESTORS SERVICES, LLC

Q3 2023 13F-HR Holdings

Location
Springfield, MA
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
2,295
Total value ($000)
$18,071,398
Net value change ($000)
-67,903 (-0.4%)
New positions
126
Sold out positions
122
Turnover %
0.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2023 Next filing: 2/14/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 100,946 11.0%
TFLO 81,014 1071.3%
EFV 52,642 39.8%
IVW 38,663 114.4%
TLT 32,311 53.2%
IJH 25,164 16.2%
LQD 23,555 58.4%
JPST 22,566 38.3%
IEZ 21,982 NEW
JEPI 20,048 20.2%
Top Reduces (Value $000, Stocks/ETFs)
GOVT -63,089 -55.0%
EFG -50,652 -26.1%
IYW -43,226 -40.4%
ESGU -38,673 -27.3%
IEMG -35,587 -21.9%
QUAL -34,885 -11.9%
TLH -29,999 -85.4%
IUSB -26,522 -9.8%
AAPL -26,274 -7.5%
VGSH -25,707 -44.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type