STIFEL FINANCIAL CORP

Q3 2020 13F-HR Detailed Holdings

Location
St. Louis, MO
Holdings as of
9/30/2020
Date filed
11/16/2020
Form type
13F-HR
Num holdings
7,049
Total value ($000)
$48,613,511
Net value change ($000)
+5,128,568 (11.8%)
New positions
221
Sold out positions
174
Turnover %
0.7%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/14/2020 Next filing: 2/12/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 324,089 25.3%
VCSH 232,001 137.6%
SPY 197,027 34.9%
AMZN 123,451 13.9%
VWO 120,175 104.1%
ITOT 92,882 44.3%
NKE 92,288 32.1%
NVDA 87,790 45.2%
COST 82,912 21.6%
CRM 82,495 36.7%
Top Reduces (Value $000, Stocks/ETFs)
SHV -173,869 -92.8%
QLTA -94,512 -95.3%
IEF -87,709 -57.0%
INTC -75,610 -27.5%
IWD -56,839 -26.1%
XOM -47,220 -26.2%
CSCO -46,371 -15.8%
CVX -45,660 -22.7%
IVW -41,804 -8.6%
CVS -34,916 -28.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 STIFEL NICOLAUS & CO INC \MO\ 028-06972
2 EquityCompass Investment Management 028-13156
3 Century Securities Associates, Inc. 028-13699
4 1919 Investment Counsel, LLC 028-11345
5 Stifel Trust Company, N.A. 028-06397
6 Stifel Trust Co Delaware, N.A. 028-16086
7 Washington Crossing Advisers LLC 028-19513