PIPER JAFFRAY & CO.

Q1 2014 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
96
Total value ($000)
$115,349
Net value change ($000)
-3,775 (-3.2%)
New positions
57
Sold out positions
58
Turnover %
116.6%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PROSHARES TRUST 1,239 NEW
OMNICARE CAP TR II 1,228 9.8%
PROSHARES TR ULTRASHT SP 500 1,137 NEW
Kofax Ltd. 916 NEW
Velocity Shares Daily 2X Vix Short Term 911 NEW
FUSION-IO INC 894 NEW
DECK 797 NEW
META 602 NEW
BOOKING HLDGS INC 596 NEW
CRM 571 NEW
Top Reduces (Value $000, Stocks/ETFs)
UIS -5,158 -100.0%
HIMX -1,609 -87.5%
AAPL -1,349 -96.2%
FTNT -1,148 -100.0%
GE -841 -100.0%
FINISAR CORP -837 -100.0%
NORTHSTAR RLTY FIN CORP -800 -100.0%
GS -798 -100.0%
*VALUEVISION MEDIA INC -728 -57.0%
BROADCOM CORP -697 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 13,481 (11.7% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type