GUARDIAN INVESTOR SERVICES LLC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
501
Total value ($000)
$128,941
Net value change ($000)
-2,753 (-2.1%)
New positions
7
Sold out positions
5
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 2/11/2014 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
META 764 NEW
MICHAEL KORS HLDGS LTD 129 NEW
MSFT 127 5.6%
BFH 105 NEW
MRK 105 8.9%
GENERAL GROWTH PPTYS INC NEW 91 NEW
WFC 81 4.6%
TSCO 76 NEW
BAC 75 5.6%
JNJ 69 3.3%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -361 -8.8%
XOM -280 -7.8%
GE -268 -11.7%
AMZN -220 -18.6%
CVX -171 -8.8%
C -157 -12.4%
KO -130 -10.3%
PM -118 -10.4%
CELG -113 -20.3%
LIFE TECHNOLOGIES -105 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type