STEPHENS INC /AR/

Q3 2023 13F-HR Holdings

Location
Little Rock, AR
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
1,214
Total value ($000)
$5,216,549
Net value change ($000)
-341,865 (-6.2%)
New positions
72
Sold out positions
87
Turnover %
3.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2023 Next filing: 2/13/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
JCPB 46,623 NEW
USRT 15,274 NEW
BUFG 12,931 NEW
GLBE 10,675 NEW
EFA 7,786 16.1%
PAUG 7,312 NEW
YJUN 6,262 334.9%
LGOV 4,911 74.9%
NXPI 4,777 2077.0%
PNC 4,599 253.8%
Top Reduces (Value $000, Stocks/ETFs)
FIXD -49,854 -98.5%
AAPL -25,242 -16.1%
KRUS -21,801 -28.9%
AMZN -21,659 -28.1%
VNQ -21,226 -75.7%
MSFT -16,235 -14.5%
DG -9,771 -89.1%
FTGC -8,912 -96.0%
NFLX -8,708 -45.2%
NOW -8,630 -56.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type