DUFF & PHELPS INVESTMENT MANAGEMENT CO

Q1 2014 13F-HR Holdings

Location
Chicago, IL
Holdings as of
3/31/2014
Date filed
4/10/2014
Form type
13F-HR
Num holdings
212
Total value ($000)
$6,012,466
Net value change ($000)
+280,566 (4.9%)
New positions
3
Sold out positions
7
Turnover %
3.3%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CLECO CORP NEW 60,816 2439.5%
DUKE REALTY CORP 22,918 138.4%
VOD 20,807 NEW
SPG 17,393 8.1%
DEI 16,847 123.8%
AVB 16,570 22.2%
OGE 15,975 47.1%
ESS 15,147 19.8%
HST 14,577 20.0%
PSA 14,270 11.1%
Top Reduces (Value $000, Stocks/ETFs)
UNS ENERGY CORP COM -71,820 -100.0%
PNW -71,223 -100.0%
LUMN -32,655 -38.3%
HEALTH CARE REIT INC COM -18,500 -52.6%
WINDSTREAM HLDGS INC COM -15,921 -19.3%
DLR -14,352 -100.0%
VOD -13,378 -100.0%
D -12,217 -12.9%
ELS -8,065 -26.3%
KMI -7,116 -10.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type