HARBOUR INVESTMENTS, INC.

Q1 2021 13F-HR/A Holdings

Location
Madison, WI
Holdings as of
3/31/2021
Date filed
8/17/2021
Form type
13F-HR/A - RESTATEMENT
Num holdings
3,808
Total value ($000)
$2,778,373
Net value change ($000)
—
New positions
3792
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: — Next filing: 8/16/2021 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IJH 78,569 —
IJR 70,757 —
VOO 64,620 —
AAPL 60,645 —
PG 52,998 —
FIXD 50,201 —
SCHD 47,532 —
AGG 46,787 —
QQQ 46,726 —
IVE 41,267 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type