HARBOUR INVESTMENTS, INC.

Q3 2021 13F-HR Holdings

Location
Madison, WI
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
3,978
Total value ($000)
$3,131,152
Net value change ($000)
-4,335 (-0.1%)
New positions
226
Sold out positions
219
Turnover %
0.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/16/2021 Next filing: 2/16/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VTIP 12,380 2160.6%
SCHP 5,939 23.5%
SCHG 5,705 13.0%
RDVY 5,113 19.7%
KWEB 4,415 NEW
XLK 3,888 87.9%
ESGU 3,337 27.2%
XLV 3,331 85.3%
SJNK 3,314 12.4%
VOT 3,221 95.2%
Top Reduces (Value $000, Stocks/ETFs)
SCHO -9,027 -17.9%
SHY -8,405 -95.8%
VTI -3,812 -14.2%
GDX -3,595 -83.8%
PYPL -3,234 -26.8%
VBR -3,176 -58.5%
FNCL -3,152 -90.7%
OIH -3,078 -99.2%
SCHH -3,004 -87.4%
VWOB -2,986 -93.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type