HARBOUR INVESTMENTS, INC.

Q1 2023 13F-HR Holdings

Location
Madison, WI
Holdings as of
3/31/2023
Date filed
5/15/2023
Form type
13F-HR
Num holdings
2,998
Total value ($000)
$1,831,963
Net value change ($000)
+193,494 (11.8%)
New positions
143
Sold out positions
144
Turnover %
1.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/16/2023 Next filing: 8/15/2023 SEC filing

Snapshot: Change Analysis

Compared to Q4 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
QQQ 31,202 60.7%
UCON 19,541 68.7%
BND 14,187 63.6%
GJAN 12,233 NEW
AAPL 9,593 28.1%
FMAR 8,195 2618.2%
XMAR 7,826 NEW
VOO 7,158 11.0%
EDV 6,734 182.1%
COWZ 6,110 20.0%
Top Reduces (Value $000, Stocks/ETFs)
FOCT -8,232 -83.5%
DOCT -7,752 -84.0%
USMV -5,209 -54.2%
FHLC -5,191 -19.4%
ARKK -3,793 -86.8%
FNOV -3,517 -49.1%
ESGU -2,401 -20.8%
ULST -2,255 -28.1%
JPST -2,125 -22.8%
EELV -1,791 -95.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type