HARBOUR INVESTMENTS, INC.

Q3 2023 13F-HR Holdings

Location
Madison, WI
Holdings as of
9/30/2023
Date filed
11/15/2023
Form type
13F-HR
Num holdings
2,998
Total value ($000)
$1,993,102
Net value change ($000)
-24,876 (-1.2%)
New positions
142
Sold out positions
173
Turnover %
1.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/15/2023 Next filing: 2/16/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CALF 64,736 7856.3%
EMXC 18,803 8869.3%
CGCP 13,820 1505.4%
GJUL 8,693 NEW
CGUS 5,499 824.4%
SPY 3,559 19.4%
AUGW 3,347 NEW
BRK-B 2,543 68.5%
SCHG 2,092 40.8%
FHLC 2,047 8.4%
Top Reduces (Value $000, Stocks/ETFs)
IJR -55,284 -86.0%
COWZ -24,501 -63.5%
ISTB -12,521 -87.6%
ARKW -7,600 -100.0%
GJAN -6,290 -97.3%
AAPL -4,672 -9.4%
QQQ -4,060 -4.0%
VXF -3,766 -95.6%
FVD -3,231 -8.2%
VDC -2,598 -57.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type