HARBOUR INVESTMENTS, INC.

Q3 2026 13F-HR Holdings

Location
Madison, WI
Holdings as of
9/30/2026
Date filed
11/9/2026
Form type
13F-HR
Num holdings
4,631
Total value ($000)
$6,750,184
Net value change ($000)
-676,500 (-9.1%)
New positions
251
Sold out positions
389
Turnover %
3.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/12/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
U.S. HIGH RELATIVE PROFITABILITY PORTFOLIO: ETF CLASS SHARES 49,600 NEW
U.S. SMALL CAP VALUE PORTFOLIO: ETF CLASS SHARES 36,376 NEW
U.S. SMALL CAP PORTFOLIO ETF 19,626 NEW
FIRST TRUST EXCHANGE-TRADED FUND 17,174 174.3%
FT VEST LADDERED AUTOCALLABLE BARRIER & RESILIENT INCOME ETF 11,983 287.4%
RLY 10,088 8070.4%
MSFT 8,807 18.0%
GDX 8,196 69.5%
FLRT 7,087 515.0%
SCHD 5,577 8.6%
Top Reduces (Value $000, Stocks/ETFs)
DUHP -47,603 -100.0%
DFSV -36,077 -100.0%
IVV -32,803 -33.1%
CAT -27,319 -67.6%
DFAS -19,706 -100.0%
SPYM -18,565 -26.9%
VOO -18,186 -6.4%
VIG -16,679 -38.1%
DIVI -16,334 -77.8%
FTCB -14,726 -24.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type