TANAKA CAPITAL MANAGEMENT INC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
34
Total value ($000)
$32,919
Net value change ($000)
-1,040 (-3.1%)
New positions
3
Sold out positions
2
Turnover %
18.1%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Alliance Fiber Optic Products Inc. 1,143 NEW
Bio-Reference Laboratories Inc. 714 112.4%
CARRIZO OIL & GAS INC 704 26.7%
CELG 532 NEW
TSLA 466 139.5%
SYNA 321 12.8%
Bausch Health 285 12.0%
HELE 91 39.2%
WALGREEN CO 61 15.1%
APC 57 6.9%
Top Reduces (Value $000, Stocks/ETFs)
MFC BANCORP LTD -3,022 -100.0%
NUS -1,255 -100.0%
HARVEST NATURAL RESOURCES IN -487 -22.8%
AAPL -162 -4.5%
MATTSON TECHNOLOGY INC -144 -14.3%
Yahoo! Inc. -132 -11.2%
GEN DIGITAL INC -101 -15.3%
AFL -83 -5.7%
NANOMETRICS INC -58 -5.7%
NEON -32 -3.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type