CAPITAL ADVISORS INC/OK

Q1 2014 13F-HR Holdings

Location
Tulsa, OK
Holdings as of
3/31/2014
Date filed
5/12/2014
Form type
13F-HR
Num holdings
116
Total value ($000)
$460,484
Net value change ($000)
+6,143 (1.4%)
New positions
8
Sold out positions
13
Turnover %
16.7%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
KO 8,156 1784.7%
CALPINE CORP 7,261 NEW
Kraft Heinz Company 6,694 NEW
VZ 6,146 1161.8%
GNRC 5,515 NEW
HollyFrontier Corp 4,957 NEW
MERIDIAN BIOSCIENCE INC 4,214 NEW
T 3,508 47.4%
NLY 3,387 41.9%
XOM 1,542 41.3%
Top Reduces (Value $000, Stocks/ETFs)
POTASH CORP OF SASKATCHEWAN INC -7,372 -100.0%
CSCO -6,746 -100.0%
NATIONAL GRID PLC -5,829 -100.0%
AGL RES INC COM -5,659 -100.0%
AAON -5,610 -12.8%
PFE -5,528 -100.0%
TTE -5,064 -100.0%
RIG -4,839 -100.0%
LDOS -3,991 -100.0%
Bausch Health -3,357 -35.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type