HSBC HOLDINGS PLC

Q4 2013 13F-HR Detailed Holdings

Location
London, X0
Holdings as of
12/31/2013
Date filed
2/14/2014
Form type
13F-HR
Num holdings
5,501
Total value ($000)
$38,416,652
Net value change ($000)
—
New positions
1379
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: — Next filing: 5/14/2014 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 1,399,031 —
GE 717,042 —
MSFT 695,229 —
BAC 680,265 —
Alphabet Inc. Class C 639,845 —
XOM 553,894 —
KO 403,354 —
PG 399,891 —
QCOM 398,185 —
JNJ 379,054 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 5,906,460 (15.4% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 HSBC Bank USA, N.A. 028-15552
2 HSBC Global Asset Management (Hong Kong) Ltd 028-15530
3 HSBC International Trustee Ltd 028-15532
4 HSBC Global Asset Management (UK) Ltd 028-15540
5 HSBC Global Asset Management (USA) Inc. 028-15528
6 HSBC Private Bank (UK) Ltd 028-15538
7 HSBC GLOBAL ASSET MANAGEMENT (FRANCE) 028-15545
8 HSBC Global Asset Management (Canada) Ltd 028-15539
9 HSBC Trinkaus & Burkhardt AG, Germany 028-15546
10 HSBC Global Asset Management(Taiwan)Limited 028-15529
11 HSBC PRIVATE BANK (SUISSE) LTD 028-15555
12 Hongkong & Shanghai Banking Corp Ltd / ASP 028-15975
13 HSBC BANK PLC 028-15563
14 HSBC Bank Bermuda Ltd 028-15544
15 HSBC Bank Brasil SA - Banco Multiplo 028-15543
16 HSBC Global Asset Management (International) Ltd 028-15548