KENNEDY CAPITAL MANAGEMENT, INC.

Q1 2021 13F-HR Holdings

Location
St Louis, MO
Holdings as of
3/31/2021
Date filed
5/14/2021
Form type
13F-HR
Num holdings
654
Total value ($000)
$4,969,340
Net value change ($000)
+542,956 (12.3%)
New positions
96
Sold out positions
100
Turnover %
13.6%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PACWEST BANCORP 27,404 170.9%
ANG-PD 20,884 NEW
UPBD 20,107 NEW
IBOC 18,722 NEW
BLDR 18,053 NEW
TCBI 15,763 NEW
UMPQUA HOLDINGS CORP 12,501 NEW
HP 12,099 84.4%
DCOM 11,436 NEW
MCB 10,559 NEW
Top Reduces (Value $000, Stocks/ETFs)
BMC STOCK HOLDINGS, INC. -17,013 -100.0%
Infinera Corp -16,369 -65.3%
WSFS -16,297 -82.1%
AMN -14,547 -69.8%
STKL -14,346 -37.5%
PARSLEY ENERGY, INC. CLASS A -12,463 -100.0%
PACIFIC PREMIER BANCORP INC -11,623 -100.0%
STEEL PARTNERS HOLDINGS L.P. -11,269 -50.1%
OSUR -11,125 -62.2%
Cloudera, Inc. -11,095 -62.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type