KENNEDY CAPITAL MANAGEMENT, INC.

Q3 2021 13F-HR Holdings

Location
St Louis, MO
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
627
Total value ($000)
$4,463,832
Net value change ($000)
-190,506 (-4.1%)
New positions
48
Sold out positions
47
Turnover %
6.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BANR 15,992 NEW
HWC 14,155 NEW
RRX 12,708 50.1%
UNFI 12,111 NEW
PENG 11,759 149.5%
Switch, Inc. 10,544 NEW
CVGW 9,679 NEW
NOG 9,402 80.4%
ENR 8,963 NEW
MCB 7,973 61.3%
Top Reduces (Value $000, Stocks/ETFs)
HONE -12,318 -69.3%
FIBK -11,888 -67.7%
COVANTA HOLDING CORP -11,016 -100.0%
SPB -10,284 -100.0%
BBT -9,836 -54.7%
ANF -9,380 -100.0%
ROCK -9,230 -52.2%
Cloudera, Inc. -8,199 -100.0%
ATKR -8,187 -92.2%
PERFICIENT INC -7,641 -35.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type