KENNEDY CAPITAL MANAGEMENT LLC

Q1 2023 13F-HR Holdings

Location
St Louis, MO
Holdings as of
3/31/2023
Date filed
5/15/2023
Form type
13F-HR
Num holdings
618
Total value ($000)
$3,400,233
Net value change ($000)
-141,621 (-4.0%)
New positions
53
Sold out positions
47
Turnover %
5.7%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2022
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DCGO 10,284 366.0%
SSB 9,577 55.7%
ABCB 9,191 1388.4%
STEL 8,650 1298.8%
BOOT 8,077 132.0%
SF 7,616 25.9%
INFA 6,409 NEW
SLP 6,379 NEW
CIVI 5,891 94.9%
GTLS 5,548 43.7%
Top Reduces (Value $000, Stocks/ETFs)
FIBK -16,135 -50.4%
HALO -13,435 -41.1%
Altra Industrial Motion Corp. -13,010 -100.0%
Intra-Cellular Therapies, Inc. -10,467 -64.1%
HP -10,465 -39.2%
COWEN INC. -9,901 -100.0%
IBOC -9,517 -66.0%
HELE -8,979 -55.7%
PACWEST BANCORP -8,872 -100.0%
CADE -8,500 -38.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type