ASHFORD CAPITAL MANAGEMENT INC

Q1 2014 13F-HR Holdings

Location
Wilmington, DE
Holdings as of
3/31/2014
Date filed
5/16/2014
Form type
13F-HR
Num holdings
134
Total value ($000)
$516,661
Net value change ($000)
-8,321 (-1.6%)
New positions
13
Sold out positions
7
Turnover %
9.3%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AdvisorShares Trust 9,453 NEW
POWERSHARES ETF TR II 6,541 694.4%
PIMCO Dynamic Credit & Mortgage Income Fund 4,897 NEW
SPECTRUM PHARMACEUTICALS INC 4,292 NEW
SNCR 3,957 NEW
MUB 3,487 128.1%
EVN 3,455 204.0%
KMI 3,124 112.4%
MEDICINES CO /DE 2,178 91.2%
FOXF 2,074 NEW
Top Reduces (Value $000, Stocks/ETFs)
SANTARUS INC -8,489 -100.0%
EXCHANGE TRADED CONCEPTS TR -6,843 -89.7%
Global X Funds -4,606 -100.0%
DEM -4,075 -38.9%
EFV -3,534 -23.1%
EFG -3,494 -23.1%
KINDER MORGAN MANAGE -2,683 -60.4%
WAGEWORKS, INC. -2,489 -23.1%
INCY -2,083 -18.0%
LKQ -2,065 -20.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type