ADVISORY RESEARCH INC

Q1 2014 13F-HR Detailed Holdings

Location
Chicago, IL
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
836
Total value ($000)
$9,686,046
Net value change ($000)
-33,999 (-0.3%)
New positions
493
Sold out positions
18
Turnover %
4.6%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Investors Bancorp, Inc. 74,787 NEW
HRB 70,071 415.9%
ET 68,145 16.6%
RYN 67,618 10355.0%
EnLink Midstream, LLC 36,691 NEW
Western Midstream 29,058 31.0%
SAFE 28,934 NEW
DELEK US HOLDINGS INC 28,584 205.5%
ALLIED WRLD ASSUR COM HLDG A 28,238 28.0%
TESORO LOGISTICS LP 24,692 25.3%
Top Reduces (Value $000, Stocks/ETFs)
WOO -91,199 -97.6%
RJF -78,864 -99.8%
INVESTORS BANCORP INC -75,901 -100.0%
CASY -50,720 -99.3%
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER -42,384 -99.9%
RADIUS RECYCLING, INC. -35,937 -55.6%
SBGI -29,718 -27.6%
LEUCADIA NATIONAL CO -29,442 -93.5%
CROSSTEX ENERGY L P -29,012 -100.0%
ENCORE WIRE CORP -27,827 -26.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
2 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097