ICONIQ Capital, LLC

Q3 2020 13F-HR Detailed Holdings

Location
San Francisco, CA
Holdings as of
9/30/2020
Date filed
11/16/2020
Form type
13F-HR
Num holdings
63
Total value ($000)
$1,716,690
Net value change ($000)
+301,425 (21.3%)
New positions
14
Sold out positions
2
Turnover %
20.2%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/14/2020 Next filing: 2/12/2021 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SNOW 105,420 NEW
GDRX 44,480 NEW
EWT 43,800 NEW
EWY 41,981 NEW
ZM 24,073 17.7%
EWZ 16,458 NEW
UBER 16,361 16.7%
EZA 13,509 NEW
BABA 13,270 45.1%
RSXGBX 10,245 NEW
Top Reduces (Value $000, Stocks/ETFs)
DDOG -68,659 -14.7%
TME -30,671 -100.0%
VIR -15,766 -17.1%
ACEL -1,864 -100.0%
NAGE -991 -12.6%
IWB -548 -3.2%
SPLV -168 -29.5%
OBDC -148 -8.2%
XLE -52 -19.4%
MOMENTIVE GLOBAL INC. -14 -6.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 ICONIQ Strategic Management, LLC
2 ICONIQ Strategic Partners II GP, L.P.
3 ICONIQ Strategic Partners III GP, L.P.
4 ICONIQ Strategic Partners IV GP, L.P.
5 ICQ Management, LLC
6 ICQ Opportunities GP, L.P.
7 ICQ BB GP, LLC