GEM Asset Management, LLC

Q3 2026 13F-HR Holdings

Location
Plymouth, MI
Holdings as of
9/30/2026
Date filed
10/13/2026
Form type
13F-HR
Num holdings
114
Total value ($000)
$251,556
Net value change ($000)
-2,295 (-0.9%)
New positions
10
Sold out positions
13
Turnover %
9.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/21/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DFA INVT DIMENSIONS GROUP IN 6,121 NEW
DFUS 2,830 13.7%
DFA INVT DIMENSIONS GROUP IN 2,475 NEW
DFIC 1,332 21.6%
DFLV 1,183 18.0%
SPSB 686 26.4%
AVUQ 593 NEW
AVDE 589 50.8%
MSFT 565 19.4%
EXXONMOBIL HOLDINGS CORP 514 NEW
Top Reduces (Value $000, Stocks/ETFs)
DUHP -6,164 -100.0%
SYY -5,413 -15.8%
DFSV -2,485 -100.0%
GOOGL -1,125 -76.1%
FTNT -606 -60.7%
IJH -562 -13.2%
SMLF -549 -8.6%
AMZN -538 -27.8%
IWM -476 -14.5%
AAPL -474 -10.7%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 297 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type