SHUFRO ROSE & CO LLC

Q3 2026 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2026
Date filed
11/10/2026
Form type
13F-HR
Num holdings
150
Total value ($000)
$1,560,084
Net value change ($000)
-180,968 (-10.4%)
New positions
6
Sold out positions
168
Turnover %
8.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/12/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 12,903 31.3%
BSCU 9,075 35.3%
TMO 8,914 31.0%
IBDV 7,896 131.9%
AAPL 7,152 12.5%
XOM 6,758 NEW
OUNZ 3,890 16.3%
SGOV 3,303 105.4%
BSCT 2,916 18.0%
PSTG 2,423 46.7%
Top Reduces (Value $000, Stocks/ETFs)
GLW -73,043 -50.9%
COHR -14,385 -38.1%
IBDU -11,800 -5.9%
BSCQ -7,919 -100.0%
SMTH -7,083 -5.2%
GDX -6,878 -37.9%
KLAC -6,559 -46.0%
XOM -6,403 -100.0%
IBM -4,742 -23.0%
AZO -4,548 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 2,768 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type