SANTA BARBARA ASSET MANAGEMENT, LLC

Q4 2013 13F-HR Detailed Holdings

Location
Los Angeles, CA
Holdings as of
12/31/2013
Date filed
2/12/2014
Form type
13F-HR
Num holdings
63
Total value ($000)
$4,465,196
Net value change ($000)
—
New positions
63
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

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Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CVS 160,678 —
PFE 145,450 —
JPM 145,247 —
WFC 144,823 —
UNP 144,263 —
QCOM 135,833 —
VFC 135,341 —
T 133,691 —
ABBV 130,832 —
AAPL 130,783 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Nuveen Investments, Inc. 028-11405