Tradewinds Global Investors, LLC

Q1 2014 13F-HR Holdings

Location
Los Angeles, CA
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
97
Total value ($000)
$3,999,097
Net value change ($000)
-36,968 (-0.9%)
New positions
8
Sold out positions
21
Turnover %
14.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 2/19/2014 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DIAMOND OFFSHORE DRILLING, INC. 52,259 NEW
LUMN 44,728 NEW
HSBC 36,725 NEW
DEAN FOODS CO 25,433 60.4%
BIGGQ 24,441 352.8%
AXS 22,976 22.6%
FLEX 20,493 NEW
AETNA INC NEW 19,985 325.2%
BBY 18,378 66.2%
MOS 16,334 138.7%
Top Reduces (Value $000, Stocks/ETFs)
RIG -45,886 -100.0%
VOD -37,454 -100.0%
AAP -32,832 -89.3%
KB -30,732 -28.1%
MRK -25,811 -42.8%
ING -25,632 -36.3%
CCJ -25,013 -34.4%
GLW -22,578 -100.0%
UBS GROUP AG F -22,307 -17.9%
TTMGBX -22,026 -88.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type