Institute for Wealth Management, LLC.

Q1 2014 13F-HR Holdings

Location
Denver, CO
Holdings as of
3/31/2014
Date filed
4/11/2014
Form type
13F-HR
Num holdings
70
Total value ($000)
$116,762
Net value change ($000)
-22,028 (-15.9%)
New positions
6
Sold out positions
14
Turnover %
8.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/16/2014 Next filing: 7/16/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XLU 5,008 386.1%
FYT 4,091 NEW
FJP 2,609 NEW
IYE 416 22.0%
XLB 320 9.8%
IYH 277 14.3%
IYW 276 14.0%
MBB 215 NEW
IEF 214 NEW
GLD 176 NEW
Top Reduces (Value $000, Stocks/ETFs)
IWR -5,381 -99.6%
IWM -4,604 -99.6%
SPY -3,937 -13.2%
DXJ -3,747 -99.9%
XLK -2,497 -65.3%
XLP -2,235 -41.8%
XLY -2,014 -61.5%
IYJ -1,976 -100.0%
Vaneck Vectors Gold Miners ETF -1,679 -57.9%
AGG -1,240 -8.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type