TRAIN BABCOCK ADVISORS LLC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
4/17/2014
Form type
13F-HR
Num holdings
123
Total value ($000)
$311,310
Net value change ($000)
+21,601 (7.5%)
New positions
10
Sold out positions
14
Turnover %
9.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/30/2014 Next filing: 7/30/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PNC 3,593 NEW
BAC 3,359 NEW
UAL 3,113 NEW
AJG 2,994 84.1%
NKE 2,910 1150.2%
ZTS 2,905 NEW
PIER 1 IMPORTS INC/DE 2,718 NEW
KMI 2,676 218.4%
WEN 2,588 NEW
WHOLE FOODS 2,152 NEW
Top Reduces (Value $000, Stocks/ETFs)
MCD -3,936 -87.5%
COACH INC -2,965 -45.7%
FBTIX -2,443 -100.0%
XOM -1,848 -18.1%
DOV -951 -15.5%
HAINX -839 -100.0%
FTNT -744 -31.1%
PG -717 -14.2%
POTASH CORP OF SASKATCHEWAN INC -709 -100.0%
PVH -643 -7.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type