ROTHSCHILD ASSET MANAGEMENT INC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
360
Total value ($000)
$4,492,678
Net value change ($000)
+7,712 (0.2%)
New positions
32
Sold out positions
35
Turnover %
14.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/14/2014 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DIS 46,178 NEW
EMR 31,412 NEW
WFC 30,283 167.3%
FITB 29,030 NEW
VZ 27,425 531.0%
MMM 27,008 NEW
RTX 24,873 NEW
M 22,884 331.6%
ACN 19,827 785.9%
AMGN 19,452 2713.0%
Top Reduces (Value $000, Stocks/ETFs)
AGCO -33,897 -100.0%
OMNICARE -27,522 -76.8%
TRW AUTOMOTIVE HOLD -22,403 -80.5%
ALL -22,327 -67.7%
KEY -21,110 -77.6%
STT -20,637 -67.1%
CELG -20,192 -88.5%
CAH -18,805 -62.6%
PG -18,646 -70.0%
FLR -18,390 -66.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type