TOCQUEVILLE ASSET MANAGEMENT L.P.

Q3 2023 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2023
Date filed
11/9/2023
Form type
13F-HR
Num holdings
513
Total value ($000)
$5,265,292
Net value change ($000)
-319,367 (-5.7%)
New positions
20
Sold out positions
42
Turnover %
1.2%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/11/2023 Next filing: 2/12/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GEHC 20,521 NEW
NKE 9,544 254.1%
MDT 8,632 456.5%
FANG 8,061 35.3%
GOOGL 7,123 7.6%
OXY 6,816 38.8%
KDP 6,743 22.5%
TPL 5,137 44.9%
XLE 3,903 11.1%
TMO 3,695 8.5%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -28,939 -14.8%
MSFT -20,516 -10.0%
NEE -18,595 -24.4%
HD -12,577 -3.0%
MRK -12,005 -12.9%
SDGR -11,946 -36.7%
NVDA -10,892 -9.4%
DE -9,021 -12.2%
MCD -8,863 -16.6%
RSG -8,360 -12.6%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 965 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type