KELLY LAWRENCE W & ASSOCIATES INC/CA

Q1 2014 13F-HR Holdings

Location
Pasadena, CA
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
137
Total value ($000)
$435,778
Net value change ($000)
-13,107 (-2.9%)
New positions
9
Sold out positions
6
Turnover %
11.1%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
THC 10,323 NEW
ROP 8,262 NEW
MYLAN INC 1,473 9.6%
BWA 1,144 7.4%
UNP 1,034 10.0%
WELLPOINT INC 1,013 7.0%
EMBJ 924 9.0%
CIEN 863 8.5%
JNJ 735 7.8%
VOD 712 NEW
Top Reduces (Value $000, Stocks/ETFs)
WEATHERFORD INTL LTD -10,029 -100.0%
GNC HOLDINGS, INC. -9,393 -100.0%
GTLS -7,824 -100.0%
DG -2,540 -99.8%
CELG -2,450 -17.9%
SEADRILL LIMITED -1,807 -14.7%
VOD -1,395 -100.0%
AAPL -1,393 -6.4%
COST -1,127 -8.8%
Alphabet Inc. Class C -1,020 -5.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type