Location
New York, NY
Holdings as of
9/30/2026
Date filed
11/12/2026
Form type
13F-HR
Num holdings
78
Total value ($000)
$85,169
Net value change ($000)
-5,454 (-6.0%)
New positions
8
Sold out positions
6
Turnover %
5.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/10/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DFA U.S. Small Cap ETF 1,636 NEW
IVV 666 2.3%
VFQY 168 NEW
XOM 150 19.0%
TMO 132 34.6%
AMP 130 7.3%
MTUM 128 NEW
DFSV 124 NEW
VWO 121 31.5%
IWB 99 1.6%
Top Reduces (Value $000, Stocks/ETFs)
FICO -4,823 -50.4%
DFAS -1,740 -100.0%
AXP -495 -12.3%
GLW -332 -100.0%
IJK -292 -6.7%
IJJ -285 -6.8%
IJH -147 -6.7%
IJR -144 -8.3%
IWM -112 -7.5%
GE -99 -16.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type