WEATHERLY ASSET MANAGEMENT L. P.

Q1 2014 13F-HR Holdings

Location
Del Mar, CA
Holdings as of
3/31/2014
Date filed
4/17/2014
Form type
13F-HR
Num holdings
138
Total value ($000)
$215,493
Net value change ($000)
+5,829 (2.8%)
New positions
4
Sold out positions
8
Turnover %
5.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/13/2014 Next filing: 7/3/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NFLX 6,157 NEW
LLY 2,900 16.3%
EEMV 1,794 NEW
EFAV 706 NEW
XBI 617 23.1%
RHHBY 340 4.5%
HAL 335 43.2%
JNJ 312 11.5%
ADBE 312 6.6%
KMB 310 60.0%
Top Reduces (Value $000, Stocks/ETFs)
IWB -2,247 -82.0%
DDD -1,101 -33.0%
AMZN -866 -21.7%
EEM -753 -100.0%
VOLKSWAGEN AG SPONSORED ADR -476 -9.0%
AAPL -466 -4.4%
IWM -434 -100.0%
HD -416 -6.4%
GE -404 -9.6%
VOD -280 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type