ARIEL INVESTMENTS, LLC

Q1 2014 13F-HR Holdings

Location
Chicago, IL
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
182
Total value ($000)
$8,197,347
Net value change ($000)
+57,804 (0.7%)
New positions
10
Sold out positions
7
Turnover %
2.5%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LH 100,924 NEW
BALLY TECHNOLOGIES 82,771 NEW
Bristow Group Inc 74,499 44.2%
SJM 70,030 81.0%
SWK 39,270 53.5%
U S SILICA HLDGS INC 32,506 40.7%
OMC 15,088 20.4%
WU 14,961 7.1%
ZBRA 12,914 48.1%
GSK 12,891 57.3%
Top Reduces (Value $000, Stocks/ETFs)
JANUS CAPITAL GROUP INC -47,644 -20.7%
LSAK -29,607 -29.7%
APOLLO -29,588 -87.8%
TOWERS WATSON CL A -28,799 -38.4%
TMO -27,410 -29.1%
FAF -26,050 -9.3%
CITY NATIONAL CORP -21,772 -11.6%
IEX -21,093 -25.6%
CRL -18,215 -13.1%
BID -18,109 -20.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type