ARIEL INVESTMENTS, LLC

Q3 2020 13F-HR Holdings

Location
Chicago, IL
Holdings as of
9/30/2020
Date filed
11/13/2020
Form type
13F-HR
Num holdings
142
Total value ($000)
$6,886,238
Net value change ($000)
+320,410 (4.9%)
New positions
5
Sold out positions
10
Turnover %
1.5%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/14/2020 Next filing: 2/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q2 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NVST 40,472 31.2%
BIDU 32,414 9.9%
PM 31,672 10.2%
MAT 30,368 17.8%
MHK 28,832 35.5%
SPHR 28,398 35.0%
FAF 27,759 18.3%
LAZ 27,330 17.7%
BOKF 27,233 31.8%
SRCL 23,271 14.3%
Top Reduces (Value $000, Stocks/ETFs)
PARAV -27,083 -19.2%
ZBRA -22,714 -27.8%
KKR -21,287 -14.8%
ACIA -17,484 -100.0%
EOG -16,054 -100.0%
ATGE -12,733 -14.5%
NOK -12,370 -17.9%
SWK -11,827 -15.1%
IBKR -11,514 -100.0%
ROSETTA STONE INC -9,900 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type