ARIEL INVESTMENTS, LLC

Q3 2021 13F-HR Detailed Holdings

Location
Chicago, IL
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
116
Total value ($000)
$10,935,115
Net value change ($000)
+299,728 (2.8%)
New positions
6
Sold out positions
7
Turnover %
4.3%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/13/2021 Next filing: 2/14/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPHR 140,773 52.3%
MANU 127,464 NEW
MSGS 119,410 356.0%
GNTX 107,384 NEW
JLL 73,221 35.5%
REZI 50,219 NEW
BAP 47,433 51.3%
TCOM 42,516 203.3%
ADT 31,248 18.9%
OSW 27,657 24.7%
Top Reduces (Value $000, Stocks/ETFs)
MSG NETWORKS INC. -154,781 -100.0%
BIDU -72,354 -15.3%
KN -29,900 -31.5%
NIELSEN HLDGS PLC -29,674 -9.9%
MTN -24,439 -21.8%
NVST -22,111 -8.0%
BRK-B -22,033 -21.0%
KEYS -21,698 -20.1%
CORE LABORATORIES N V -21,267 -15.2%
PARAV -19,576 -14.6%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 NORTHERN TRUST CORP 028-00290