BANK OF MONTREAL /CAN/

Q3 2013 13F-HR/A Holdings

Location
Toronto, A6
Holdings as of
9/30/2013
Date filed
1/8/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
3,829
Total value ($000)
$64,367,352
Net value change ($000)
—
New positions
3360
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: — Next filing: 1/8/2014 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
RY 3,989,741 —
TD 3,637,758 —
BNS 2,974,914 —
SU 1,354,208 —
BCE 1,343,929 —
CM 1,224,898 —
CNI 1,129,558 —
TC Energy Corp 1,114,589 —
ENB 987,186 —
MFC 863,324 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,294,096 (2.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type