Nuveen Asset Management, LLC

Q4 2013 13F-HR/A Detailed Holdings

Location
Chicago, IL
Holdings as of
12/31/2013
Date filed
2/10/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
1,568
Total value ($000)
$15,524,272
Net value change ($000)
—
New positions
1489
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: — Next filing: 5/14/2014 SEC filing
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Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPG 462,956 —
PSA 252,329 —
PLD 236,824 —
AAPL 187,059 —
BXP 173,345 —
VTR 139,552 —
VNO 139,314 —
EQR 137,932 —
DDR CORP 131,574 —
Alphabet Inc. Class C 123,000 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 398,778 (2.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Nuveen Investments, Inc. 028-11405
2 Nuveen Fund Advisors, LLC 028-11710