ALPS ADVISORS INC

Q4 2013 13F-HR Detailed Holdings

Location
Denver, CO
Holdings as of
12/31/2013
Date filed
2/11/2014
Form type
13F-HR
Num holdings
592
Total value ($000)
$9,885,276
Net value change ($000)
—
New positions
581
Sold out positions
0
Turnover %
82.6%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
EPD 806,822 —
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 745,558 —
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 574,477 —
PAA 561,582 —
WILLIAMS PARTNERS L P 383,785 —
Oneok Partners LP 378,651 —
ENBRIDGE ENERGY PARTNERS L P 329,311 —
SUNOCO LOGISTICS PRTNRS L P 297,615 —
TARGA RESOURCES PARTNERS LP COM UNIT 269,643 —
Access Midstream Partners LP 269,076 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None